Our regular articles and events offer insights and opinions to keep you informed about FCA regulatory matters and best practice, expanding your knowledge and helping your firm improve the management of their compliance obligations.
You can tailor your experience by choosing the sectors and topics that you would like to hear about. Please take a look at the list below and make your selections.
Email Address
Capital Markets For Asset & Investment Managers, Broker Dealers & Traders; Corporate Financiers, Hedge Funds; Real Estate & Infrastructure Funds, Private Equity; Venture Capital and Wealth Managers.
Consumer Credit / Claims Management For Lenders, Brokers, Other Intermediaries, Mortgage Providers and Intermediaries and Claims Management Firms
Insurance For Insurance Companies, MGAs, Brokers and Other Intermdiaries
Payment Services and E-Money For Payment Services Firms, E-Money Institutions, Payment Initiation Service Providers, Account Information Service Providers and Cryptoasset Firms
Prudential Regulatory Insights Capital & Liquidty, ICARAs, Wind-Down Plans, Public Disclosures, Remuneration Plans, Risk Management Frameworks
Regulatory Change Digest Monthly summary of regulatory consultants, changes and other developments
Regulatory compliance training Opportunities and ideas to increase employee knowledge and awareness
EEA / TPR Firms Insights for firms in the Temporary Permission Regime
Opt out from all email communications
Comments
